News & Analysis as of

No-Poaching Financial Services Industry

Seward & Kissel LLP

Platform Deal Considerations

Seward & Kissel LLP on

When presented with an opportunity to join an investment management platform, a prospective manager should carefully take into account the following considerations:...more

Seyfarth Shaw LLP

Are Financial Services Firms Reconsidering The Protocol?

Seyfarth Shaw LLP on

The Protocol for Broker Recruiting (“Protocol”) allows for reciprocal poaching of brokers. More specifically, if a broker leaves one Protocol firm for another Protocol firm, the broker can a) take certain account information...more

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