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New York Stock Exchange Corporate Governance Financial Industry Regulatory Authority (FINRA)

Latham & Watkins LLP

The Latham US IPO Guide - 2025 Edition

Latham & Watkins LLP on

This is our initial public offering guide. It will help you decide whether an IPO is the right move for your company and, if so, help you make sure your IPO goes off as quickly and as smoothly as possible, without any...more

Allen Matkins

Is The End Of FINRA Drawing Nigh?

Allen Matkins on

The Financial Industry Regulatory Authority, aka FINRA, is a non-profit Delaware corporation.  It was formed in 2007 by the combination of the National Association of Securities Dealers, Inc. and the regulatory arm of the New...more

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