The Ontario Securities Commission (“OSC”) recently published OSC Rule 81-510 Dealer Rebates of Trailing Commissions (the “Rule”), which codifies temporary exemptive relief from the order-execution only (“OEO”) trailer ban...more
The Ontario Securities Commission (OSC) recently announced that it is extending the blanket relief first issued in January 2021 in regards to the proficiency requirements applicable to mutual fund restricted individuals that...more