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Peer Review European Union

A&O Shearman

ESMA 2024 CCP peer review report

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published its 2024 peer review report in respect of central counterparties (CCPs), as required by Regulation (EU) No 648/2012 (EMIR). The focus of the report is...more

Wilson Sonsini Goodrich & Rosati

ISS Peer Group Submission Window Opens November 11

On November 4, 2024, ISS Governance (ISS) announced the scheduled November 11, 2024, opening of its peer group submission window for U.S. and Canadian corporations with annual meetings slated to be held between February 1,...more

Spilman Thomas & Battle, PLLC

Currents - Energy Industry Insights - February 2019 #3

NY Natural Gas Moratorium Due to Lack of Pipelines, but Some in Denial - "The slowing of economic development resulting from New York's political actions is a testament to what happens when energy becomes politicized." ...more

Orrick - Finance 20/20

EIOPA Publishes Results of Peer Review Under Solvency II

Orrick - Finance 20/20 on

On January 25, the European Insurance and Occupational Pensions Authority (“EIOPA“) published the results of its peer review that examined how national competent authorities (“NCAs“) evaluated the propriety of administrative,...more

Orrick - Finance 20/20

ESMA Publishes Principles on Stakeholder Engagement in Peer Reviews

Orrick - Finance 20/20 on

On April 15, the European Securities and Markets Authority (“ESMA”) published a paper on stakeholder engagement in peer reviews. The paper sets out six high-level principles guiding the interaction with stakeholders...more

Orrick - Finance 20/20

ESMA Publishes Peer Review Report on Compliance with SSR Regarding Market Making Activities

Orrick - Finance 20/20 on

On January 5, the European Securities and Markets Authority (“ESMA”) published a peer review report aimed at assessing how national competent authorities (“NCAs”) apply the exemption for market making activities foreseen in...more

Katten Muchin Rosenman LLP

Bridging the Week - March 2015

Europe and US Receive Good Grades for PFMI Implementation; Japan Receives the Best Grade - Regulators in the European Union, Japan and the United States have made “good progress” in implementing the Principles of...more

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