News & Analysis as of

Policies and Procedures Conflicts of Interest Investigations

Lowenstein Sandler LLP

The Importance of Complying with Private Fund Documents for Affiliate Transactions

Lowenstein Sandler LLP on

Private fund advisers continually balance their ongoing responsibility to ensure that the funds they advise comply with such funds’ governing documents and their responsibility to ensure their own compliance with applicable...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - July 22nd - 25th, Singapore, Singapore

Ideal for practitioners who have some compliance knowledge and are ready for a deeper dive, SCCE’s Basic Compliance & Ethics Academy provides comprehensive, classroom-style training in the essentials of managing a compliance...more

Lippes Mathias LLP

The Curious World of Inspectors General

Lippes Mathias LLP on

One government agency type that has gathered increasing attention in the last several years is that of the Inspector General. Inspectors General are found at both the federal and state level. Some have broad-based powers...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - August 28th - 31st, São Paulo, Brazil

Take the next step: Elevate your knowledge - SCCE’s Basic Compliance & Ethics Academy are led by experienced faculty providing guidance on the core elements of compliance. Receive three-and-a-half days of classroom-style...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - April 3rd - 6th, Nashville, TN

Ideal for practitioners who have some compliance knowledge and are ready for a deeper dive, SCCE’s Basic Compliance & Ethics Academy provides comprehensive, classroom-style training in the essentials of managing a compliance...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - November 15th - 18th, Fort Lauderdale, FL

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - October 4th - 7th, Washington, DC

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

Society of Corporate Compliance and Ethics...

[Event] Basic Compliance & Ethics Academy - August 2nd - 5th, Seattle, WA

Our Basic Academies are ideal for professionals with some compliance knowledge and experience who are ready to support, enhance and manage a comprehensive compliance program. They are taught by compliance professionals,...more

8 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide