Popular, Corporate Governance, Chief Compliance Officers

Daily Compliance News: April 29, 2025, The GenZ/RTO Edition

Thomas Fox - Compliance Evangelist on 4/29/2025

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the...more

Disclosure of Full Record to Employer Results in $35K Fine, Broad CAP; Echoes of 2017 HIV Case

Health Care Compliance Association (HCCA) on 12/19/2024

It’s not immediately obvious why someone would want to disclose a health care test result as part of a job application. But one such request spurred a Pennsylvania entity to provide a lot more than that: it sent her whole...more

The SEC’s cybersecurity and disclosure rules: The questions compliance pros still have

Society of Corporate Compliance and Ethics... on 11/1/2024

The U.S. Securities and Exchange Commission (SEC) Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure rules officially went into effect in December 2023. Aimed at improving cybersecurity risk...more

DOJ Adds AI Considerations to Its Evaluation of Corporate Compliance Programs

Benesch on 10/9/2024

Last month, the U.S. Department of Justice’s (“DOJ”) Criminal Division announced its periodical update to its Evaluation of Corporate Compliance Programs (“ECCP”), zeroing in on how companies manage risk related to artificial...more

All together now: Post-acquisition compliance program integration

Society of Corporate Compliance and Ethics... on 7/31/2024

The due diligence process is a critical element in a merger and acquisition transaction. Most companies clearly define the steps and rarely skip them. However, the participants in the process vary widely, and ethics and...more

[Event] Summit on Anti-Corruption & Compliance Programs - March 22nd - 23rd, Mexico City, Mexico

American Conference Institute (ACI) on 2/22/2023

Hosted by American Conference Institute, the Mexico Summit on Anti-Corruption & Compliance Programs returns for another exciting year with curated programming that shines a global spotlight on anti-corruption compliance...more

It's Time To Address Climate Change Risks: Regulations to Come

NAVEX on 7/9/2021

Corporations have reached a tipping point on climate change. They understand that requirements are coming for new disclosures about climate change risk, and fighting such regulation is a fruitless effort. So the challenge...more

Ethics at the Heart of Successful Business

NAVEX on 11/17/2020

This discussion of ethics at the heart of business success is from a keynote session at NAVEX Next, an annual virtual conference for risk and compliance professionals. The session, Ethics at the Heart of Successful Business,...more

3 Coronavirus Compliance Tips From the SEC

NAVEX on 8/21/2020

The coronavirus crisis is far from over, and compliance professionals still need every scrap of guidance that regulators can provide about how to run compliance programs in these difficult times. So when the Securities and...more

Compliance Perspectives: The Compliance Law Track at the 2020 Virtual Compliance and Ethics Institute

Society of Corporate Compliance and Ethics... on 7/30/2020

In 2020 the SCCE will again be proud to offer the Compliance Law track at the 2020 Virtual Compliance & Ethics Institute. https://www.corporatecompliance.org/conferences/national/19th-annual-compliance-ethics-institute-2020...more

Foreign Corrupt Practices Act Alert - Global Anti-Bribery Year-in-Review: 2019 Developments and Predictions

WilmerHale on 1/30/2020

Enforcement activity reached new heights in 2019. The year saw the two largest corporate resolutions in the history of the FCPA, corporate penalties paid to US enforcement agencies topped last year’s record levels, and...more

This Week in FCPA-Episode 77, the Home for the Holidays Edition

Thomas Fox - Compliance Evangelist on 11/17/2017

Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories of the week, including: 1. The DOJ/SEC FCPA Guidance turned 5 years old this week. For the compliance practitioner, it...more

Everything Compliance Reports from the SCCE 2017 Compliance & Ethics Institute [eBook]

Thomas Fox - Compliance Evangelist on 11/15/2017

In October 2017, nearly 2000 compliance professionals gathered in Las Vegas for the annual Society of Corporate Compliance and Ethics (SCCE) Compliance and Ethics Institute. The event was a great success for all involved, it...more

Workplace Ethics & Culture: What the Uber Board Report Means for Compliance Officers

Thomas Fox - Compliance Evangelist on 8/3/2017

A compliance perspective on one of the most unique corporate documents you will ever see....more

Compliance into the Weeds-Episode 40, COSO ERM Framework Update

Thomas Fox - Compliance Evangelist on 5/31/2017

In this episode Matt Kelly and I take a deep dive into the revisions to the COSO ERM Framework, which were based on comments by practitioners. We consider the role of culture and risk, the integration of the COSO ERM...more

Use of Social Media In a Best Practices Compliance Program

Thomas Fox - Compliance Evangelist on 3/10/2017

Why should you integrate social media into your compliance program? In a compliance program, a large portion of your consumers/customers are your employees. Social media presents some excellent mechanisms to communicate the...more

Compliance at the Tipping Point, Part V – Protection Afforded From a Compliance Program

Thomas Fox - Compliance Evangelist on 10/16/2015

Today, I wrap up my series on why I think compliance is at the Tipping Point. However as it is a Friday in October, I continue my tribute to the Man in the Shadows, producer Val Lewton, whose films for RKO had some of the...more

Understanding the Different Mandates Between Legal and Compliance February 3 2015

The Volkov Law Group on 2/18/2015

With the rise of the compliance function in corporate governance, chief compliance officers and general counsels have had to define their responsibilities and coordinate their activities. To do so, chief compliance officers...more

[eBook] The Revolution in Ethics and Compliance

The Volkov Law Group on 1/13/2015

In this collection of recent essays and blog posts, attorney, leading compliance expert, and former federal prosecutor Michael Volkov helps corporate leaders understand how a culture of ethics and compliance is not only the...more

Today's Popular Updates › Corporate Governance › Chief Compliance Officers

"My best business intelligence, in one easy email…"