News & Analysis as of August 14, 2025

Today's Popular Updates › Due Diligence › BSA/AML

+ Follow

A repository for the most well-read content on JD Supra at any given time, along with occasional roundups of popular content by specific topic. Also stop by for monthly recaps of hot articles for the previous... more +

Recent SEC AML Enforcement Against Securities Firms Engaged in Cannabis Sector

Gordon Rees Scully Mansukhani on 5/22/2025

The evolving regulatory landscape for marijuana-related businesses poses unique compliance challenges for firms in the securities industry. The Financial Crimes Enforcement Network (“FinCEN”) continues to enforce its 2014...more

The Importance of KYC/CDD Review in Preparing for a BSA/AML Program Examination

Ankura on 7/16/2024

The Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations are fundamental components of the financial industry’s efforts to combat financial crimes. As a BSA/AML Officer, it is crucial to ensure that your...more

5 Anti-Money Laundering Compliance and Defense Tips

Oberheiden P.C. on 5/18/2021

1. AML Laws - Federal anti-money laundering (“AML”) laws are complex in nature and apply to a broad category of institutions and businesses. One of the most important AML laws is the Bank Secrecy Act, which obligates...more

Money Laundering Crackdown in Real Estate Sector?

Snell & Wilmer on 6/22/2015

The Director of the Financial Crimes Enforcement Network (also known as FinCEN) recently gave a speech in San Francisco regarding the agency’s investigative priorities. Director Jennifer Shasky Calvery’s comments drew media...more

4 Results

View per page

Page: of 1

Today's Popular Updates › Due Diligence › BSA/AML

Recent SEC AML Enforcement Against Securities Firms Engaged in Cannabis Sector

The Importance of KYC/CDD Review in Preparing for a BSA/AML Program Examination

5 Anti-Money Laundering Compliance and Defense Tips

Money Laundering Crackdown in Real Estate Sector?

"My best business intelligence, in one easy email…"