News & Analysis as of August 16, 2025

Chief Compliance Officers

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A repository for the most well-read content on JD Supra at any given time, along with occasional roundups of popular content by specific topic. Also stop by for monthly recaps of hot articles for the previous... more +

Daily Compliance News: April 29, 2025, The GenZ/RTO Edition

Thomas Fox - Compliance Evangelist on 4/29/2025

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the...more

Navigating the Labyrinth: Artificial Intelligence in the Battle Against Trade-Based Money Laundering

Womble Bond Dickinson on 2/7/2024

In the rapidly evolving financial landscape, governments worldwide are intensifying their focus on compliance in Know Your Customer (KYC) and Anti-Money Laundering (AML) efforts for financial institutions. Trade-Based Money...more

[Webinar] What is insider risk, and why do companies ignore it? - November 16th, 12:00 pm AEDT

Epiq on 11/3/2021

What is insider risk? Managing and minimising risk in your organisation starts with understanding the types of risks in the modern workplace. Some risks are driven by external events and factors that are outside of direct...more

Follow the Money: The Polycom and Eletrobras FCPA Enforcement Actions

Thomas Fox - Compliance Evangelist on 1/31/2019

The Polycom and Eletrobras FCPA enforcement actions present several important lessons for Chief Compliance Officers. Tom Fox explores....more

The PCAOB, Audits, and Compliance - Considerations for the Chief Compliance Officer

Thomas Fox - Compliance Evangelist on 6/21/2017

I recently had the chance to visit with Joe Howell, the Executive Vice President of Workiva LLC, to discuss, among other things, the function of the Public Companies Accounting Oversight Board (PCAOB) and what role it might...more

Compliance Lessons for Executive Leadership from The Wells Fargo Investigation Report

Thomas Fox - Compliance Evangelist on 5/23/2017

Compliance lessons from truly one of the most damning reports of complete corporate failures around ethics and culture that has recently been seen....more

Wells Fargo Week: Part V – Compliance is the Answer

Thomas Fox - Compliance Evangelist on 9/23/2016

I want to end this week’s review of the Wells Fargo scandal by considering what is at issue and what is at stake in this imbroglio. Unlike a Foreign Corrupt Practices Act (FCPA) violation, Wells Fargo paid the relatively...more

Data Analysis Week – Part III: Data Analysis to Prevent Employee Fraud

Thomas Fox - Compliance Evangelist on 1/27/2016

I continue my exploration of the use of data analytics in a best practices compliance program. Today we look at how data analytics can be used to help detect or prevent bribery and corruption where the primary sales force...more

Compliance at the Tipping Point, Part III – The VW Emissions-Testing Scandal

Thomas Fox - Compliance Evangelist on 10/14/2015

I continue my series on why I believe that compliance is at the ‘Tipping Point’ with a discussion of the Volkswagen (VW) emissions-testing scandal and its effect on the greater compliance world. Myself and many other...more

Increasing Risks of Fraud; Compliance Failures; A Willingness to be Unethical

Dorsey & Whitney LLP on 6/30/2014

Cyber security, corruption and unethical behavior pose significant risks for business enterprises, according to a new survey by EY titled “Overcoming Compliance Fatigue’. At the same time business organizations may be...more

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