News & Analysis as of August 17, 2025

Financial Services Industry

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A repository for the most well-read content on JD Supra at any given time, along with occasional roundups of popular content by specific topic. Also stop by for monthly recaps of hot articles for the previous... more +

Daily Compliance News: May 9, 2025, The Bring Out Your Dead Pardon Edition

Thomas Fox - Compliance Evangelist on 5/9/2025

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the...more

Newsflash – What do the UK’s new employment laws mean for Financial Services?

King & Spalding on 10/16/2024

The UK’s new Labour government unveiled a package of new workers’ rights yesterday, with wide-ranging ramifications for employers. Whilst the most significant measures will not be implemented until 2026 at the earliest,...more

Brussels Regulatory Brief: April 2024

K&L Gates LLP on 5/17/2024

Antitrust and Competition - European Commission Charges Company with Providing Incorrect, Incomplete, and Misleading Information During a Merger Control Proceeding - On 19 March 2024, the European Commission (Commission) sent...more

Chief Information Security Officers and cyber whistleblowing: considerations for PE firms

A&O Shearman on 4/3/2024

Managing these risks at a single company should be straightforward. Executives and CISOs may be personally held accountable for cyber failings, negligence, breaches, and inadequate disclosure around cyber vulnerabilities and...more

CFPB Takes Adverse Action Against Machine Learning

McGlinchey Stafford on 6/6/2022

The Consumer Financial Protection Bureau (CFPB) has been contemplating data, algorithms, and machine learning for years. In 2017, as part of a field hearing on alternative data, the CFPB issued a request for information in...more

SEC Whistleblower Program May Be Facing Congressional Cutback

Foley & Lardner LLP on 2/26/2017

According to a memo circulating amongst Republican-party leaders as of February 13th, Republicans in the House of Representatives are planning to propose a significant curtailment of the U.S. Securities and Exchange...more

Five Employment Law Compliance Topics of Interest to Financial Services Industry Employers

Epstein Becker & Green on 3/1/2016

Employers in the financial services industry are faced with an escalating number of employment law compliance challenges, but the news is not all bad. For example, although pleading standards for Sarbanes-Oxley Act (“SOX”)...more

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