News & Analysis as of July 23, 2025

Conflicts of Interest

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FCA Publishes Findings on Private Market Valuation Practices

Latham & Watkins LLP on 3/7/2025

A review of fund and portfolio managers found a number of good practices, but also revealed the need for improvement in areas such as conflict management. On 5 March 2025, the FCA published the findings from its review...more

Portfolio Monitoring and Legal Fees Subject to SEC Enforcement Action Against Private Equity Group

Stinson - Corporate & Securities Law Blog on 10/12/2015

The SEC announced that three private equity fund advisers within The Blackstone Group have agreed to pay nearly $39 million to settle charges that they failed to fully inform investors about benefits that the advisers...more

Hedge Funds And Private Equity Groups On SEC Examination Priority List

Stinson - Corporate & Securities Law Blog on 2/25/2013

The Office of Compliance Inspections and Examinations, or OCIE, administers the SEC’s nationwide examination and inspection program. The National Examination Program, or NEP, has published its examination priorities to...more

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Private Equity › Portfolio Managers › Conflicts of Interest

FCA Publishes Findings on Private Market Valuation Practices

Portfolio Monitoring and Legal Fees Subject to SEC Enforcement Action Against Private Equity Group

Hedge Funds And Private Equity Groups On SEC Examination Priority List

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