Private Equity, Securities and Exchange Commission (SEC), Investment Portfolios

SEC Could Broaden Path to Private Equity Fund of Funds Investment

DarrowEverett LLP on 7/14/2025

Since the enactment of the Investment Company Act 85 years ago, the asset management industry has grown from $2 billion in assets to more than $39 trillion in assets. Under existing Securities and Exchange Commission (“SEC”)...more

SEC Adopts Amendments to Form PF for Private Equity Funds

Stinson LLP on 5/16/2023

On May 3, 2023, the Securities and Exchange Commission (SEC) voted to adopt certain amendments (Final Amendments) to Form PF reporting requirements. Form PF is a confidential, regulatory reporting form filed by SEC-registered...more

Private Capital Insights - Spring 2022

Latham & Watkins LLP on 5/11/2022

Welcome to the second edition of Private Capital Insights, a report that examines market trends and developments impacting private capital investors across a range of asset classes. In this edition, we explore the...more

Your daily dose of financial news The Brief – 5.13.16

Robins Kaplan LLP on 5/13/2016

We learned yesterday of the effect that broken mergers are having on some hedge funds. Now comes news that, like many other institutional investors, large US insurance companies are yanking huge sums of money out of their...more

SEC Chair White Complains of Poor Hedge Fund and Private Equity Practices

Stinson - Corporate & Securities Law Blog on 10/22/2015

SEC Chair Mary Jo White recently delivered pointed remarks to a conference attended by hedge fund and private equity advisors. One portion of her remarks was directed at operational risks of private funds, such as...more

SEC Begins Publishing Statistics on Hedge Funds and Private Equity Advisors

Stinson - Corporate & Securities Law Blog on 10/19/2015

The SEC published a report that provides private fund industry statistics and trends, reflecting aggregated data reported by private fund advisers on Form ADV and Form PF. Most of the data in the more than 50 separate tables...more

Portfolio Monitoring and Legal Fees Subject to SEC Enforcement Action Against Private Equity Group

Stinson - Corporate & Securities Law Blog on 10/12/2015

The SEC announced that three private equity fund advisers within The Blackstone Group have agreed to pay nearly $39 million to settle charges that they failed to fully inform investors about benefits that the advisers...more

Private Equity › Securities and Exchange Commission (SEC) › Investment Portfolios