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Privately Held Corporations Securities Regulation Disclosure Requirements

Latham & Watkins LLP

FCA’s Final Proposals for PISCES: A New Era for Private Market Trading

Latham & Watkins LLP on

On 10 June 2025, the FCA unveiled its final proposals for the Private Intermittent Securities and Capital Exchange System (PISCES), following a comprehensive consultation process. The proposals mark a significant step in the...more

Mintz - Securities Litigation Viewpoints

SEC Discloses Its Recommendations on Key Issues for Private Companies Weighing SPAC Transactions

On March 31, the Securities and Exchange Commission’s Division of Corporation Finance published a staff statement which outlines accounting, financial reporting, and governance issues that private companies should consider...more

Mayer Brown Free Writings + Perspectives

SPACs, IPOs and Liability Risk under the Securities Laws

Acting Director of the Securities and Exchange Commission’s Division of Corporation Finance, John Coates, provided additional comments on SPACs on April 8, 2021.  Acting Director Coates noted the “unprecedented surge” in SPAC...more

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