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Professional Development Financial Services Industry

Troutman Pepper Locke

Mock Jury Exercises: Enhancing Litigation Strategy in Consumer Financial Services Cases — The Consumer Finance Podcast

Troutman Pepper Locke on

In this episode of The Consumer Finance Podcast, Chris Willis is joined by Matt Hansen, Jason Manning, and Michael Lacy, partners in Troutman Pepper Locke’s Consumer Financial Services practice group, to discuss the use of...more

Baker Donelson

Everybody Leads: A Look at Legacy with Synovus Bank's Sarah Duggan

Baker Donelson on

In a recent episode of "Everybody Leads," Tim Lupinacci spoke with Sarah Duggan about her leadership journey as she prepared to step onto a new path with her retirement. Sarah has spent her career in the bank and lending...more

Gerald Nowotny - Law Office of Gerald R....

Las Mañanitas

Recently (January 15th) I celebrated my sixty fifth birthday. Where did the time go? If my East German father Willy Wolfgang Nowotny were still with us, I could hear him say, “Too soon old, too late smart.” While I was never...more

Ward and Smith, P.A.

The North Carolina Board of CPA Examiners: A Licensed Professional User's Guide

Ward and Smith, P.A. on

As the governing body for Certified Public Accountants ("CPAs"), the Board upholds rigorous standards of practice, oversees the licensing process, and enforces compliance with ethical rules and regulations. For both aspiring...more

Mayer Brown

Tips for New Fund Finance Professionals

Mayer Brown on

EXECUTIVE SUMMARY - In this Legal Update, we provide suggestions for junior finance professionals new to the fund finance market and offer practical suggestions for beginning their careers with a solid foundation....more

Troutman Pepper Locke

Welcome Trevor Salter: A Deep Dive Into Financial Services Transactions — Payments Pros Podcast

Troutman Pepper Locke on

In this special joint episode of Payments Pros and The Consumer Finance Podcast, Chris Willis and Carlin McCrory introduce Trevor Salter, a seasoned financial services transactional attorney who recently joined Troutman...more

Fox Rothschild LLP

Cross-Examination: Jodi Perry, National Head of Advisor Recruiting at Raymond James

Fox Rothschild LLP on

What's the secret to successfully recruiting advisors? Understanding that moving from one firm to another is probably one of the most stressful things that an advisor can go through. That’s what Jodi Perry, National Head of...more

Cadwalader, Wickersham & Taft LLP

Reliable Expectations May 2024 - Diversity in Fund Finance Boundary Breaker Speaker Series with Henry Tang

The US Diversity in Fund Finance Committee of the Fund Finance Association held the latest event in their Boundary Breaker speaker series this week. The event, co-sponsored by Haynes Boone and Standard Chartered, was a great...more

Marshall Dennehey

Develop the Helpful Habits to Ward Off Litigation

Marshall Dennehey on

Reprinted with permission from the Pennsylvania CPA Journal, a publication of the Pennsylvania Institute of Certified Public Accountants. CPAs provide services in an environment that is susceptible to litigation, as they...more

Cadwalader, Wickersham & Taft LLP

Fore!ward June 2023 - The Belfry, Our Bellwether?

Earlier this week, more than 200 of the top leaders in fund finance met at the first-ever FFA Global Leadership Summit. The two-day mini-conference, in a week where the PGA Tour and Saudi-backed LIV tour shockingly announced...more

American Conference Institute (ACI)

[Event] 7th Annual Summit on Women Leaders in Financial Services Law - June 13th - 14th, New York, NY

Hosted by American Conference Institute, the 7th Annual Summit on Women Leaders in Financial Services Law focuses on increasing the prominence of women through professional development, substantive legal discussion, and...more

American Conference Institute (ACI)

[Virtual Event] Women Leaders in Financial Services Law and Compliance - December 4th, 8:30 am - 5:00 pm EST

Join ACI’s Women Leaders in Financial Services Law & Compliance and participate in comprehensive discussions regarding the challenges and opportunities facing women in finance and engage in conversations about the key legal...more

Proskauer Rose LLP

Regulation Round Up - May 2020

Proskauer Rose LLP on

27 May - The Financial Conduct Authority (“FCA”) published a new webpage that explains that it is allowing firms to defer individuals' uncompleted continuing professional development (“CPD”) hours to the next CPD year in...more

American Conference Institute (ACI)

[Event] Women Leaders in Financial Services Law and Compliance – Professional development, Substantive Legal Discussion, and...

Now, more so than ever before, we continue to hear dialogue about diversity and inclusion in the workplace hoping to achieve a clearer path towards equality. The financial services industry is not immune from this premise. ...more

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