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Professional Misconduct New Guidance

BCLP

The Long-Awaited FCA Paper on Non-financial Misconduct – Was It Worth the Wait?

BCLP on

On 2 July 2025, the FCA published a further consultation paper on “tackling non-financial misconduct in financial services”. The industry has been eagerly awaiting publication of this paper, in the hope that it will address...more

Ballard Spahr LLP

Dept. of Education provides guidance on litigation trigger in “borrower defense” final rule’s financial responsibility standards

Ballard Spahr LLP on

In December 2018, the Department of Education announced that it would begin implementing its “borrower defense” final rule which was issued in November 2016.  ...more

A&O Shearman

New International Guidance Addresses Conflicts of Interest and Conduct Risks in Equity Capital Raisings

A&O Shearman on

The International Organization of Securities Commissions has published a final report setting out Guidance to its members to address the significant potential conflicts of interest arising from the role of intermediaries...more

Proskauer - Corporate Defense and Disputes

Justice Department Prioritizes Prosecution of Individuals for Corporate Misconduct in New Guidance

After prolonged criticism over its lack of prosecution of individuals responsible for corporate misconduct, the Justice Department has issued new internal guidance that makes clear that prosecuting individuals in white collar...more

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