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Proposed Amendments Comment Period Canadian Securities Administration

Stikeman Elliott LLP

Streamlining NI 43-101: CSA Propose to Modernize and Overhaul Canada’s Mining Disclosure Regime

Stikeman Elliott LLP on

The Canadian Securities Administrators (“CSA”) have published for comment proposed amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects (“NI 43-101”), Form 43-101F1 Technical Report (“Form...more

Bennett Jones LLP

CSA Announces Amendments to Rules Applicable to At-The-Market Distributions

Bennett Jones LLP on

On June 4, 2020, the Canadian Securities Administrators (CSA) published amendments to National Instrument 44-102 – Shelf Distributions (NI 44-102) and Companion Policy 44-102CP Shelf Distributions. Proposed amendments were...more

Blake, Cassels & Graydon LLP

CSA’s Proposed Amendments to Enhance Protection of Older and Vulnerable Clients

On March 5, 2020, the Canadian Securities Administrators (CSA) announced proposed amendments (Proposed Amendments) to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and...more

Bennett Jones LLP

Proposed Amendments to Rules Applicable to At-the-Market Distributions

Bennett Jones LLP on

On May 9, 2019, the Canadian Securities Administrators (CSA) published for comment proposed amendments to National Instrument 44-102 – Shelf Distributions (NI 44-102) and Companion Policy 44-102CP Shelf Distributions (see CSA...more

Blake, Cassels & Graydon LLP

CSA Propose Rules to Streamline “At-The-Market” Equity Offering Process for Canadian Issuers

On May 9, 2019, the Canadian Securities Administrators (CSA) published for comment proposed amendments (Proposed Amendments) to National Instrument 44-102 Shelf Distributions and its companion policy (Shelf Rules) that would...more

Blake, Cassels & Graydon LLP

CSA Propose New National Records Filing System to Replace SEDAR, SEDI and NRD

The Canadian Securities Administrators (CSA) are seeking input on the development of an integrated and comprehensive records filing system for Canada’s capital markets (Renewed System) that will, among other things, replace...more

Blake, Cassels & Graydon LLP

CSA Publishes Reforms to Enhance Client-Registrant Relationship and Policy on Embedded Commissions

The Canadian Securities Administrators (CSA) recently released two highly anticipated notices related to CSA’s investor protection initiatives. The proposals are the result of a lengthy consultation process and aim to better...more

Blake, Cassels & Graydon LLP

Making a Bright Line at the Border: CSA and OSC Seek to Clarify How Canadian Securities Laws Apply to Trades Outside Canada

On June 29, 2017, the Ontario Securities Commission (OSC) published a Second Notice and Request for Comment (Second Notice) on an amended Proposed OSC Rule 72-503 Distributions Outside Canada (Rule 72-503) and Proposed...more

Blake, Cassels & Graydon LLP

CSA Propose Amendments to Reduce Compliance Burden for Private Placement Reports on Form 45-106F1

On June 8, 2017, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 45-106F1, the form used for private placement reporting in Canada. The proposed amendments are intended to...more

Blake, Cassels & Graydon LLP

TSX Amends Proposal for New Website and Equity Compensation Plan Disclosure

On April 6, 2017, the Toronto Stock Exchange (TSX) published for comment a revised version of proposed amendments (Revised Amendments) to Part IV and Part VI of the TSX Company Manual (Manual) and certain other ancillary...more

Blake, Cassels & Graydon LLP

TSX Proposes New Website and Equity Compensation Plan Disclosure

On May 26, 2016, the Toronto Stock Exchange (TSX) published for comment proposed amendments to Part IV and Part VI of the TSX Company Manual (Manual). If adopted, the proposed amendments would introduce website disclosure...more

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