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Proposed Legislation › Department of Financial Protection and Innovation (DFPI) › Enforcement Actions

Allen Matkins

Broker-Dealers, Investment Advisers And Others May Soon Face Enforcement Under the California Consumer Financial Protection Law

Allen Matkins on

In 2020, the legislature enacted the California Consumer Financial Protection Law.  The CCFPL significantly expanded the regulatory authority of the the Department of Financial Protection & Innovation by granting it the...more

Allen Matkins

Bill Would Authorize DFPI To Take Enforcement Actions Before A Violation Occurs

Allen Matkins on

In February, I wrote that Assembly Member Timothy S. Grayson was taking another run at enacting a Digital Financial Asset Law.  His bill, AB 39, has steadily progressed and is now pending in the Senate.  According to the...more

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