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Prospectus Securities Financial Markets

A&O Shearman

ESMA consultation paper on draft guidelines for supplements on new securities to a base prospectus

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published a consultation paper containing draft guidelines on supplements which introduce new securities to a base prospectus. This is further to the new EU Listing Act...more

Bennett Jones LLP

Alberta Securities Commission Proposes New Prospectus Exemptions for Small Business: Seeks Comments

Bennett Jones LLP on

On March 25, 2021, the Alberta Securities Commission (ASC) proposed two new prospectus exemptions to promote investment opportunities for small businesses in Alberta, and is seeking written submissions with respect to the...more

Morrison & Foerster LLP

Brexit: Some Initial Thoughts on Prospectus Requirements for Issuers Offering Financial Securities in the UK/EU

The United Kingdom has voted in a referendum by a narrow majority to leave the European Union (“Brexit”). The outcome of the referendum will have far-reaching consequences on financial markets and international capital...more

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