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Proxy Advisors Financial Services Industry

Cozen O'Connor

Florida Investigates Proxy Advisors Over DEI and ESG Investing Policies

Cozen O'Connor on

Florida AG James Uthmeier announced an investigation into whether proxy advising companies Glass Lewis & Co. and Institutional Shareholder Services Inc. may have misrepresented their diversity, equity, and inclusion (DEI) and...more

Mayer Brown Free Writings + Perspectives

Shareholder Proposals, Index Fund Voting, Proxy Advisors

Today, Mayer Brown’s Larry Cunningham provided testimony to the House Financial Services Committee on shareholder proposals and related issues. Read an excerpt below...more

Ballard Spahr LLP

SEC Issues Guidance on Investment Advisers' Proxy Voting Responsibilities and Interpretation of the Applicability of Proxy Rules...

Ballard Spahr LLP on

The SEC adopted Guidance that discusses, among other matters, the ability of investment advisers to establish a variety of different voting arrangements with their clients and matters they should consider when they use the...more

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