News & Analysis as of

Publicly-Traded Companies › Rule 10D-1 › Dodd-Frank Wall Street Reform and Consumer Protection Act

Latham & Watkins LLP

Is the SEC Clawback Rule Unlawful?

Latham & Watkins LLP on

Nasdaq and NYSE-listed companies must have a compensation recovery policy that complies with the Securities and Exchange Commission’s clawback rule. The rule requires the clawback of executive compensation after an accounting...more

Womble Bond Dickinson

SEC Adopts Long-Awaited Clawback Rules

Womble Bond Dickinson on

On October 26, 2022, the Securities and Exchange Commission (“SEC”) adopted rules1 implementing Section 10D-1 of the Securities Exchange Act of 1934, a provision added by the Dodd-Frank Act of 2010, which will require listed...more

Eversheds Sutherland (US) LLP

SEC Proposes Controversial Rule Requiring Companies to Adopt No-Fault Clawback Policies

Eversheds Sutherland (US) LLP on

Recently, the U.S. Securities and Exchange Commission (SEC or the Commission) proposed a controversial new rule under the Dodd-Frank Act that instructs companies to establish policies that require “executive officers” to...more

Troutman Pepper Locke

How Public Companies Can Prepare For The Executive Compensation Clawback Regime

Troutman Pepper Locke on

Many public companies have not waited for the Securities Exchange Commission (SEC) to mandate executive compensation recovery policies, as required by the Dodd-Frank Act. Shareholder and peer pressure has resulted in the...more

4 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide