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Publicly-Traded Companies › Securities and Exchange Commission (SEC) › Fees

Fenwick & West LLP

NYSE Changes Rules on Initial Period Fees, How It Evaluates Listing Applications from Companies Outside North America

Fenwick & West LLP on

The New York Stock Exchange (Exchange) has recently adopted two rule changes, one to reduce fees for the initial period of a company’s listing on the Exchange and another to formally expand the universe of holders that will...more

Kilpatrick

The SEC Announces Fee Rate Decrease, Effective October 1, 2021

Kilpatrick on

On August 23, 2021, the Securities and Exchange Commission (SEC) announced that, effective October 1, 2021, the fees that public companies and other issuers pay to register their securities with the SEC will be decreased from...more

Robins Kaplan LLP

Financial Daily Dose 11.11.2019 | Top Story: Twitter Screed Prompts Investigation of Apple Card Gender Discrimination

Robins Kaplan LLP on

Here’s about as 2019 as we can get in the financial world (with a healthy dose of 1950s-era gender discrimination for good measure): a series of tweets from tech entrepreneur David Heinemeier Hansson alleging gender...more

Sullivan & Worcester

SEC fees to increase on October 1st

Sullivan & Worcester on

Yesterday, the SEC announced that in fiscal year 2018 the fees that public companies and other issuers pay to register their securities with the Commission will be set at $124.50 per million dollars...more

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