News & Analysis as of

Registration Requirement Risk Management

Falcon Rappaport & Berkman LLP

SEC’s New Staff Statement on Crypto Offerings and Registrations: What It Means for the Digital Asset Industry

On April 10, 2025, the SEC’s Division of Corporation Finance issued a staff statement (the “Statement”) titled “Offerings and Registrations of Securities in the Crypto Asset Markets.” This development underscores the...more

Stark & Stark

The Top 3 Mistakes Health Club Operators Make in New Jersey

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It might be a surprise, but many health club operators in New Jersey are not in compliance with the law. This can include the gym not being properly registered with the State’s Division of Consumer Affairs or the gym itself...more

Faegre Drinker Biddle & Reath LLP

You Made the List: SEC’s Spring Agenda Would Impact Broker-Dealers

The SEC’s Office of Information and Regulatory Affairs recently released the Spring 2023 Unified Agenda of Regulatory and Deregulatory Actions (the Agenda). The word salad of a title hints at the fact the SEC is considering a...more

Sullivan & Worcester

Can you make your trade finance transactions more secure with or without security?

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In the latest edition of Sullivan's webinar series, Geoffrey Wynne, Head of the Trade & Export Finance Group at Sullivan's London office, discussed key aspects of structuring trade finance transactions, including best...more

Polsinelli

Superman29 - Welcome to the Phantom Zone

Polsinelli on

In a lesson to everyone that the use of foolish monikers will come back to haunt you, Kais Mohammad, 36, a.k.a. “Superman29,” has met his Kryptonite - the U.S. Department of Justice. ...more

Dentons

Employer Advisory: COVID-19 Immigration Considerations

Dentons on

While perhaps not top of mind when considering the many challenges that Coronavirus/COVID-19 poses to employers, immigration compliance is still required. Read the following advisory to prevent immigration law violations that...more

Benesch

Transportation Procurement Trends Toward Integrated Services, and Registration Requirements Abound

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Buy-side decisions for transportation and logistics services are increasingly driven by both internal subject matter experts and their corporate procurement teams.  The traditional procurement perspective yields certain...more

K&L Gates LLP

FinTech Forward: Regulatory Due Diligence in Deal Transactions

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In this episode, Linda Odom and Ernest Simons discuss the increase of M&A deals and investors’ due diligence regulatory concerns. The episode also addresses the implications of contracts for consumer, business, and vendor and...more

Robinson+Cole Data Privacy + Security Insider

Credit Reporting Agencies Now Must Register with NY DFS and Comply with Cybersecurity Regulations

The New York Department of Financial Services issued new regulations requiring every consumer credit reporting agency that “assembles, evaluates, or maintains a consumer credit report on any consumers located in New York...more

Robinson & Cole LLP

Data Privacy + Cybersecurity Insider - May 2018 #5

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Recently, the Federal Bureau of Investigation (FBI) issued a warning t U.S. consumers that Russian hackers (dubbed Sofacy and a/k/a Fancy Brear and APT28, and believed to be backed by the Russian government) had compromised...more

Robinson & Cole LLP

Data Privacy + Cybersecurity Insider - December 2017 #3

Robinson & Cole LLP on

Apple has pushed an update to iOS 11.2 to its users. Users should consider pushing any updates that are recommended by the manufacturer, as there is usually a reason behind the update, and many times it is to fix a...more

Stinson LLP

Two Copyright To-Dos Before Year End

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Tackle the following two tasks before year end to help protect your company from copyright infringement liability and secure your copyright assets in 2018....more

Stinson LLP

FDA Launches New Webpage to Report Regulatory Misconduct

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Earlier this week, the FDA launched a new webpage to simplify the process of reporting violations of the law by medical device manufacturers and individuals marketing medical devices. Unlike the MedWatch system for reporting...more

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