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Regulation D Close-Ended Funds Private Funds

Carlton Fields

New SEC Staff Guidance Furthering Policies of Trump Defined-Contribution Plan Executive Order

Carlton Fields on

On August 7, President Trump signed Executive Order 14330, titled “Democratizing Access to Alternative Assets for 401(k) Investors.” The order states that the SEC shall “consider ways to facilitate access to investments in...more

Vedder Price

Significant Developments for Registered Closed End Funds of Private Funds

Vedder Price on

In a development consistent with the recent executive order allowing 401(k)s to invest in alternatives and crypto, the Securities and Exchange Commission (“SEC”) has dropped the requirement that a registered closed-end fund...more

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