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Goodwin

Crypto Growth Opportunities via Public Capital Markets Under the Trump Administration

Goodwin on

Regulatory shifts are creating new opportunities in exchange-traded products and public capital markets for digital asset companies....more

Morgan Lewis

New SEC Rule Will Regulate Registered Fund Investments in Derivatives

Morgan Lewis on

On October 28, 2020, the US Securities and Exchange Commission (SEC) voted 3–2 to adopt Rule 18f-4 (the Rule) under the Investment Company Act of 1940 (the Investment Company Act), which will replace decades-old SEC and staff...more

Herbert Smith Freehills Kramer

SEC proposes simplification of derivatives rules for closed-end, other funds

Herbert Smith Freehills Kramer on

The SEC voted to propose a rule designed to enhance the regulation of the use of derivatives by registered investment companies, including closed-end funds, as well as mutual funds, ETFs and business development companies....more

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