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Regulatory Agenda › Rulemaking Process › Filing Requirements

Haynes Boone

FinCEN Announces Intention to Postpone Effective Date of Anti-Money Laundering Rule for Registered Investment Advisers and Exempt...

Haynes Boone on

FinCEN will work through the rulemaking process to formally extend the IA AML Rule effective date and intends to provide the IA sector with regulatory certainty by issuing appropriate exemptive relief delaying the effective...more

White & Case LLP

Prepare Now for Edgar Next

White & Case LLP on

On September 27, 2024, the Securities and Exchange Commission (the "SEC") adopted rule and form amendments to the Commission's Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system to improve access to and...more

Orrick, Herrington & Sutcliffe LLP

CFIUS Proposed Regulations – Evolution Toward Broad Foreign Investment Screening Continues Apace

Orrick, Herrington & Sutcliffe LLP on

The Committee on Foreign Investment in the United States (CFIUS) has published proposed regulations that, when finalized, will...more

Herbert Smith Freehills Kramer

SEC Simplifies Disclosure Requirements to Further FAST Act Mandate

Herbert Smith Freehills Kramer on

The SEC has adopted rule amendments to simplify disclosure requirements consistent with its mandate under the Fixing America’s Surface Transportation (FAST) Act. ...more

Mayer Brown Free Writings + Perspectives

FINRA's Corporate Financing Rule

Mayer Brown Free Writings + Perspectives on

Recently, FINRA refiled with the SEC proposed rule changes to its Corporate Financing Rule, which is Rule 5110. We had previously posted regarding FINRA’s proposed amendments, which were withdrawn. ...more

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