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Regulatory Authority Risk Management Corporate Governance

A&O Shearman

UK SRA’s new guidance on internal investigations and legal professional privilege

A&O Shearman on

Independence, legal privilege and reporting to internal stakeholders are key areas of focus in the UK Solicitor Regulation Authority’s (SRA) new guidance for in-house internal investigations lawyers published in November...more

Conyers

Responding to Regulatory Notices: A Litigator’s Perspective

Conyers on

There are a variety of information gathering and other compulsory notices available to regulatory and enforcement agencies based in the Cayman Islands, as tools these agencies can draw on to carry out their functions. In this...more

Holland & Knight LLP

Federal and Florida Officials Discuss Enforcement Priorities and How Corporations Can Minimize Risk

Holland & Knight LLP on

The Third Annual Florida Enforcement Summit, hosted by Holland & Knight, the Florida Chamber of Commerce, the Miami-Dade Chamber of Commerce and the Miami-Dade Beacon Council, focused on federal and Florida enforcement...more

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