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Compliance and Ethics: Ideas & Answers

The Code Behind the Culture: Peer Benchmarking on Codes and Policy Management

Compliance and Ethics: Ideas & Answers on

An organization’s code of conduct often serves as the foundation upon which other elements of the compliance program—such as employee training and communications—are built. More than just a tool for establishing baseline...more

A&O Shearman

UK Financial Conduct Authority Findings from Review into Firm Oversight of Appointed Representatives

A&O Shearman on

The U.K. Financial Conduct Authority has published its key findings, good practices and areas for improvement following a review of how principal firms are meeting the FCA's enhanced appointed representative rules that were...more

Health Care Compliance Association (HCCA)

[Event] March Basic Compliance & Ethics Academy - March 2nd - 5th, San Diego, CA

Health Care Compliance Association (HCCA) on

HCCA's Basic Compliance Academy is a three-and-a-half-day intensive training program focusing on subject areas at the heart of health care compliance practice. Its faculty is made up of experts in the field. Courses are...more

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