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Cooley LLP

Is the SEC facing a death by 1,000 cuts?

Cooley LLP on

Bloomberg reports that staff from the Department of Government Efficiency is currently at the SEC, according to communications to SEC staff, who were “instructed to treat them as internal employees.” Bloomberg also reports...more

Akin Gump Strauss Hauer & Feld LLP

FCA Releases Three-Year Strategy and Business Plan

On 7 April 2022 the Financial Conduct Authority (FCA) released a three-year strategy for 2022-2025(the “Strategy”), setting out how the FCA aims to improve outcomes for UK consumers and markets. This was released alongside...more

White & Case LLP

5 things you need to know about … the FCA’s 2021/22 business plan

White & Case LLP on

1. What is the FCA's 2021/22 business plan? The FCA's 2021/22 business plan (the "Business Plan") was published on 15 July 2021 (see here). It provides areas of focus for the FCA in both consumer and wholesale markets, as...more

Proskauer Rose LLP

FCA Publishes 2021/22 Business Plan

Proskauer Rose LLP on

On 15 July 2021, the FCA published its latest Business Plan for 2021/22 which sets out the FCA’s key priorities and objectives for the year ahead. In its latest Business Plan, the FCA’s Chief Executive Nikhil Rathi...more

A&O Shearman

UK Regulator Publishes Final Mission Approach Documents for Supervision and Enforcement

A&O Shearman on

The U.K. Financial Conduct Authority has published its finalized Approach to Supervision and Approach to Enforcement, following feedback to its consultation between March 21 and June 21, 2018 on drafts of the two approach...more

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