News & Analysis as of

Regulatory Oversight Enforcement Actions Annual Reports

Fenwick & West LLP

CFIUS Annual Report Shows Oversight and Monitoring Remain Active Despite Decrease in Overall Cases

Fenwick & West LLP on

On August 6, 2025, the U.S. Department of the Treasury released its Committee on Foreign Investment in the United States (CFIUS or the Committee) 2024 Annual Report to Congress. The report includes anonymized statistics and...more

Seyfarth Shaw LLP

EEOC Scorecard: How Did The Commission Stack Up in FY 2023?

Seyfarth Shaw LLP on

The U.S. Equal Employment Opportunity Commission (EEOC) recently released its 2023 Annual Performance Report and a new dashboard highlighting resolved cases. Compared to the prior fiscal year, the EEOC contacted substantially...more

Morgan Lewis - Up & Atom

NRC Office of Enforcement Issues Calendar Year 2020 Report; New Director Named

The NRC Office of Enforcement (OE) recently published its Enforcement Program Annual Report for calendar year 2020. The report shows that the number of escalated enforcement actions increased 7% over 2019, but remained below...more

Morgan Lewis - Up & Atom

NRC Office of Investigations Issues FY 2020 Annual Report

The NRC’s Office of Investigations (OI) recently published its Annual Report FY 2020, summarizing its activities during the last fiscal year. The annual report shows that OI opened 13% more cases in 2020 than in 2019,...more

Ballard Spahr LLP

CFPB issues Fall 2019 Semi-Annual Report to Congress

Ballard Spahr LLP on

The CFPB has issued its Fall 2019 Semi-Annual Report to Congress covering the period April 1, 2019 through September 30, 2019. ...more

Orrick - On the Chain

SEC Division of Enforcement 2019 Annual Report Shows Cryptocurrency Is Still Under the Microscope

Orrick - On the Chain on

The SEC Division of Enforcement’s 2019 Annual Report, released earlier this month, shows a continuing focus on activities involving blockchain and cryptocurrency, and its website shows an increase in cases since last fiscal...more

Stinson - Corporate & Securities Law Blog

SEC Charges 13 Private Fund Advisers for Failure to File Form PF

The SEC announced settlements with 13 registered private fund investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk. ...more

Proskauer Rose LLP

2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds

Proskauer Rose LLP on

This special report provides a summary of some of the significant changes and developments that occurred in the past year in the private equity and hedge funds space, as well as certain recommended practices that investment...more

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