News & Analysis as of August 11, 2025

Financial Crimes

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Will the CFTC’s New Top Cop Usher in an Era of Increased Investigation and Related Rewards for Whistleblowers?

Pietragallo Gordon Alfano Bosick & Raspanti,... on 2/24/2025

On February 14, 2025, the Commodity Futures Trading Commission (CFTC) signaled some “love” for whistleblowers and the future of the CFTC’s whistleblower program when announcing that Brian Young had been appointed as a new...more

Digital Assets Consultation Offers First Step In Regulation

WilmerHale on 7/12/2023

The International Organization of Securities Commissions, or IOSCO, published a consultation report in May titled "Policy Recommendations for Crypto and Digital Asset Markets." Originally published by Law360 - July 11,...more

FINRA Releases 2023 Report on Its Examination and Risk Monitoring Program

Mayer Brown Free Writings + Perspectives on 1/11/2023

On January 10, 2023, the Financial Industry Regulatory Authority, Inc. (“FINRA”) released its 2023 Report on FINRA’s Examination and Risk Monitoring Program (the “Report), available at: 2023 Report on FINRA’s Examination and...more

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Regulatory Oversight › Market Manipulation › Financial Crimes

Will the CFTC’s New Top Cop Usher in an Era of Increased Investigation and Related Rewards for Whistleblowers?

Digital Assets Consultation Offers First Step In Regulation

FINRA Releases 2023 Report on Its Examination and Risk Monitoring Program

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