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Regulatory Oversight › Securities and Exchange Commission (SEC) › Subpoenas

Paul Hastings LLP

SEC Reportedly Requiring Enforcement Staff to Seek Commission Approval for Formal Orders of Investigation

Paul Hastings LLP on

On February 2, media outlets reported that the Securities and Exchange Commission (SEC or Commission) has told SEC Enforcement attorneys that they need the approval of the agency’s commissioners for all formal orders of...more

Farrell Fritz, P.C.

Hand it Over: SAFT-Based ICOs Challenged by SEC Subpoenas

Farrell Fritz, P.C. on

The Wall Street Journal ominously reported on February 28 that the Securities and Exchange Commission recently issued dozens of subpoenas to initial coin offering issuers and their advisors demanding information about the...more

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