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Regulatory Reform › Investment › Consumer Protection Laws

A&O Shearman

HMT and UK FCA announce new "targeted support" proposals for pensions and retail investments

A&O Shearman on

The UK Financial Conduct Authority (FCA) has published a consultation paper CP25/17 (CP) accompanied by a press release and updated webpage, proposing a new regulatory framework for "targeted support" in pensions and retail...more

McDermott Will & Schulte

Turbo-Zertifikate im Visier – BaFin plant neue Produktintervention

McDermott Will & Schulte on

The Federal Financial Supervisory Authority has announced that it intends to restrict trading in so-called "turbo certificates", i.e. MiFID bonds that leverage the performance of an underlying asset and expire immediately...more

A&O Shearman

ESMA launches call for evidence on retail investor journey under MiFID II

A&O Shearman on

The European Securities and Markets Authority (ESMA) has launched a call for evidence (CfE), accompanied by a press release, to gather input on the retail investor journey in capital markets under the revised EU Markets in...more

A&O Shearman

UK FCA concludes consumer investment policy sprint

A&O Shearman on

The UK Financial Conduct Authority (FCA) has announced the conclusion of its six-week policy sprint aimed at improving consumer investment decisions to support its key objective of supporting growth. With only 9% of UK...more

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