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Regulatory Reform › Publicly-Traded Companies › New Amendments

Stikeman Elliott LLP

Permanent WKSI Regime in Canada Modernizes Capital Raising for Established Issuers

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The Canadian Securities Administrators (“CSA”) have released the much anticipated final amendments to National Instrument 44-102 Shelf Distributions (“NI 44-102”) as well as consequential changes to other policies to...more

Conyers

Amendments to the GEM Listing Rules

Conyers on

The Stock Exchange of Hong Kong Limited (the Exchange) implemented its reforms to the GEM Listing Rules on 1 January 2024. For companies currently listed on GEM, one of the key changes is a new streamlined transfer...more

Sullivan & Worcester

SEC Adopts Amendments to the Investment Company Names Rule (Rule 35d-1)

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On September 20, 2023, the Securities and Exchange Commission (“SEC”) adopted amendments to Rule 35d-1[1] (the “Names Rule”) under the Investment Company Act of 1940, as amended (“1940 Act”), as well as amendments to certain...more

Troutman Pepper Locke

New Disclosure Requirements for Public REITs' Share Repurchases

Troutman Pepper Locke on

On May 3, the Securities and Exchange Commission (SEC) adopted final amendments that call for certain quantitative and qualitative disclosure requirements with respect to repurchases of an issuer’s equity securities that are...more

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