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Regulatory Reform Securities and Exchange Commission (SEC) Chief Compliance Officers

DLA Piper

Key Considerations for Compliance Officers Under President Trump

DLA Piper on

The Trump Administration has ushered in massive shifts in enforcement and policy priorities. From crypto to anti-corruption measures and tariffs to technology, the new Administration has changed the compliance landscape...more

Jones Day

SEC Adopts Two Rules for Security-Based Swaps (but Not Proposed Rule 10B-1)

Jones Day on

The Securities and Exchange Commission ("SEC") has adopted new rules that expand antifraud and anti-manipulation measures for security-based swaps ("SBS")....more

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