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Regulatory Requirements Compliance Dates Rulemaking Process

Proskauer Rose LLP

SEC Releases Statement on Short Sale and Securities Lending Rules Following Remand by 5th Circuit U.S. Court of Appeals

Proskauer Rose LLP on

A three judge panel of the U.S. Court of Appeals for the Fifth Circuit recently remanded two rules adopted by the SEC in 2023 for further consideration – Rule 13f‑2 (the short sale rule) and Rule 10c1‑a (the securities...more

Womble Bond Dickinson

Track Your Company’s NG911 Compliance Dates

Womble Bond Dickinson on

The Federal Communications Commission’s Report and Order released last year which established new rules governing the provision of next generation 911 (NG911) services contained a requirement that originating service...more

Holland & Knight LLP

CFPB Seeks Comments and Data on Revised Open Banking Rule

Holland & Knight LLP on

The CFPB published an advanced notice of proposed rulemaking (ANPR) on Aug. 22, 2025, seeking comments and data to aid in the agency's reconsideration of its Section 1033 Open Banking Rule. This notice follows the CFPB's...more

Husch Blackwell LLP

Colorado Delays AI Act Compliance: What Lawyers and Business Leaders Need to Know

Husch Blackwell LLP on

Key point: During Colorado’s legislative special session, which aimed to address budgetary shortfalls resulting from this year’s federal appropriations act, lawmakers approved a delay in the Colorado AI Act’s effective dates....more

Hogan Lovells

FDA Issues Proposed Rule Extending Compliance Date for Food Traceability Rule

Hogan Lovells on

The United States Food and Drug Administration (“FDA”) recently issued a proposed rule to extend the compliance date for the final rule “Requirements for Additional Traceability Records for Certain Foods” (the “Traceability...more

Morrison & Foerster LLP

U.S. SEC Extends Compliance Deadline for Recent Amendments to the Customer Protection Rule

On June 25, 2025, the U.S. Securities and Exchange Commission (SEC) voted to extend the compliance deadline for recent amendments to Exchange Act Rule 15c3-3 (the “Customer Protection Rule”) to June 30, 2026. The amendments,...more

Morgan Lewis

PA Public Utility Commission’s Fully Projected Future Test Year Filing Requirements Advance at IRRC

Morgan Lewis on

On May 15, 2025, Pennsylvania’s Independent Regulatory Review Commission (IRRC) approved final-form regulations proposed by the Pennsylvania Public Utility Commission (PUC or Commission) regarding the use of a fully projected...more

Best Best & Krieger LLP

EPA Announces Plan to Modify PFAS Drinking Water Rule and Extend Compliance Deadline

On May 14, 2025, the U.S. Environmental Protection Agency (EPA) announced its latest plans to address PFAS contamination in drinking water. Specifically, the EPA plans to retain the National Primary Drinking Water Regulation...more

Eversheds Sutherland (US) LLP

SEC extends security-based swap reporting requirements safe harbor to 2029

On April 17, 2025, the Securities and Exchange Commission (SEC) extended the expiration date of a no-action statement (Compliance Statement) regarding compliance with reporting rules for security-based swap data repositories...more

BakerHostetler

New Treasury Statement Nullifies CTA for US Entities

BakerHostetler on

The CTA is not dead, but it is hanging by a thread. On March 2, the U.S. Treasury Department (the Treasury) issued a press release announcing significant updates to the plans announced by FinCEN just a few days earlier....more

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