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Regulatory Requirements › Compliance › Debt Securities

Mayer Brown Free Writings + Perspectives

Capital Markets Insight: How to Know When You Need a Temporary CUSIP Number for Reopenings

Mayer Brown Free Writings + Perspectives on

If you are involved in issuing or trading securities, you are familiar with CUSIP numbers, the ninedigit alphanumeric codes that identify specific securities in the United States and Canada. What you may not know is that...more

Davis Wright Tremaine LLP

A Significant Development for Broker-Dealers Quoting Fixed Income Securities

Davis Wright Tremaine LLP on

As a follow-up to our prior discussion in this area, this article addresses a recent exemption issued to the New York Stock Exchange ("NYSE") by the Securities and Exchange Commission ("SEC") that allows for increased trading...more

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