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Regulatory Requirements Filing Requirements

Procopio, Cory, Hargreaves & Savitch LLP

When Must Private Fund Managers File as an Exempt Reporting Adviser in California?

Some private fund managers in California face potentially dire consequences if they fail to properly register with the state and the U.S. Securities and Exchange Commission (SEC). Failing to adhere to relevant securities laws...more

ArentFox Schiff

Have You Enrolled in EDGAR Next? Enrollment Deadline Approaching

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In September 2024, the US Securities and Exchange Commission (SEC) adopted rule changes to its Electronic Data Gathering, Analysis, and Retrieval (EDGAR) file access and account management system (EDGAR Next), which went into...more

K&L Gates LLP

Australia's New Merger Clearance Regime Begins: Government Confirms Notification Thresholds, Exceptions to Notification and...

K&L Gates LLP on

IN BRIEF - Australia's new competition merger clearance regime is now live. It can now be used on a voluntary basis and becomes mandatory from 1 January 2026 for all acquisitions of shares or assets that meet the monetary...more

Orrick, Herrington & Sutcliffe LLP

FDIC requests information on industrial banks and loan companies

On July 15, the FDIC Board approved the publication of a request for information on how the FDIC should review filings submitted by industrial banks and industrial loan companies....more

Polsinelli

New Reporting Requirements for TPAs, PBMs and Insurers in Indiana

Polsinelli on

Key Takeaways: Beginning July 1, 2025, PBMs, TPAs and insurers in Indiana must annually report certain ownership information to the Indiana Insurance Department....more

BakerHostetler

State-Level Merger Scrutiny Grows: Washington, Colorado Lead Expansion of State Premerger Notification Laws

BakerHostetler on

Earlier this year, Washington state enacted a version of the nascent Uniform Antitrust Pre-Merger Notification Act (the Uniform Act), which is slated to take effect on July 27....more

Troutman Pepper Locke

Connecticut Extends Flex-Rate Filing Provisions Until July 1, 2030

Troutman Pepper Locke on

On July 2, 2025, the Connecticut Insurance Department (Department) issued Bulletin PC-92-25 (Bulletin), addressed to “all companies licensed to write property and casualty insurance.” The Bulletin rescinds and replaces...more

ArentFox Schiff

USPTO Raises Annual Cap on Prioritized Patent Examination Requests

ArentFox Schiff on

The US Patent and Trademark Office (USPTO) has finalized a rule increasing the annual limit on accepted requests for prioritized patent examination from 15,000 to 20,000, effective with fiscal year 2025 (FY 2025). This...more

White & Case LLP

The transition to mandatory merger control in Australia – key parameters of the new regime

White & Case LLP on

Australia's transition from a voluntary to a mandatory merger regime has formally commenced. Mandatory approval of transactions that meet notification thresholds is required from 1 January 2026. To facilitate the transition,...more

Ballard Spahr LLP

Washington State Merger Notification Requirements Start This Month

Ballard Spahr LLP on

Are you contemplating a merger or acquisition with a connection to Washington State? Effective July 27, 2025, any transaction requiring pre-notification under the federal Hart-Scott-Rodino Antitrust Improvements Act of 1976...more

Baker Botts L.L.P.

Referrals under Article 22 EUMR — Levels of information required to kick off the statutory deadline for referral by an NCA

Baker Botts L.L.P. on

On 2 July 2025, the Court of Justice of the European Union (General Court) clarified that simply "informing" the authorities of a proposed concentration isn’t enough to kick off the 15-working-days time limit under which a...more

McGuireWoods LLP

Oregon Enacts Registration Requirements for Dental Laboratories

McGuireWoods LLP on

Oregon Gov. Tina Kotek signed House Bill 2594 into law on May 28, 2025, establishing a new registration framework for dental laboratories. The law will be codified within Oregon Revised Statutes under Title 52, governing...more

Verrill

No Need to Report That Your Domestic Entity is Now Exempt from BOI Reporting Requirements

Verrill on

Through an Interim Final Rule that became effective March 26, 2025 (the “IFR”), the U.S. Treasury Department took action to exclude all U.S.-formed entities from the BOI[1] reporting regime under the Corporate Transparency...more

K&L Gates LLP

Colorado Enacts Uniform Antitrust Pre-Merger Notification Law

K&L Gates LLP on

On 4 June 2025, Colorado became the second state—following the state of Washington—to enact a broad, state-level, industry-agnostic premerger notification regime. Under Colorado’s new law, any party that submits a filing...more

Dickinson Wright

Major Updates to Florida’s Rulemaking Process – What You Need to Know

Dickinson Wright on

Effective July 1, 2025, Florida has significantly revised how state agencies develop and adopt regulations. These changes, enacted under Chapter 2025-189, Laws of Florida, aim to increase transparency, consistency, and public...more

WaterStreet Company

Certified Mail vs. Proof of Mail for Insurance

WaterStreet Company on

Insurance carriers operate in one of the most regulated industries. Communication with policyholders is not only essential, but legally required. When sending cancellation notices, conditional renewals, or premium increases,...more

Mayer Brown Free Writings + Perspectives

SEC Statement on Disclosure Best Practices for Crypto Asset ETFs

On July 1, 2025, the staff of the Division of Corporation Finance at the U.S. Securities and Exchange Commission (the “SEC”) issued another in a series of statements regarding crypto assets. This particular statement, titled...more

Cole Schotz

Changes to New Jersey Requirements for Publication of Legal Notices

Cole Schotz on

On June 30th, bill No. 4654 was enacted making significant changes to the requirements for the publication or advertisement of legal notices including those required under the Municipal Land Use Law (“MLUL”). Historically...more

Clark Hill PLC

Colorado’s new registered agent requirements takes effect July 1, 2025: What your business needs to know

Clark Hill PLC on

If your business operates in Colorado, significant changes to the State’s registered agent requirements are now in effect that could impact your company’s compliance status. Colorado House Bill 24-1137, which became law in...more

Bass, Berry & Sims PLC

Colorado Enacts "Mini-HSR" Law, Joining Growing State-Level Premerger Filing Trend

On June 4, Colorado became the second state to adopt the Uniform Antitrust Premerger Notification Act (Act) when Governor Jared Polis signed SB25-126 into law. Like Washington’s version of the Act, Colorado’s new law imposes...more

Orrick, Herrington & Sutcliffe LLP

Japan Renewables Alert 70

Amendments to the Act on Special Measures Concerning Promotion of Utilization of Renewable Energy Electricity (Act No. 108 of 2011, the “REA”) and the Rule for the Enforcement of the REA (METI Ministerial Order No. 46 of...more

Axinn, Veltrop & Harkrider LLP

State by State, Pre-Merger Notifications Expand

In the wake of the recent major revisions to the federal merger review form, states are also getting into the act, creating broad new transaction notification requirements. Such notification requirements are not completely...more

Partridge Snow & Hahn LLP

Rhode Island Nonprofits – Reminder to Meet Your Sales Tax Exemption Filing Deadline

Rhode Island nonprofits holding sales tax exemption certificates are reminded to file their renewal applications before the upcoming deadlines to maintain their tax-exempt status and comply with updated requirements. Sales...more

Baker Botts L.L.P.

EDGAR Next: Transition to the SEC's New Filing System Before the September Deadline

Baker Botts L.L.P. on

Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to make filings with the...more

Holland & Knight LLP

Florida Passes New Protected Series LLC Legislation

Holland & Knight LLP on

The Florida Legislature passed CS/SB 316 and CS/HB 403 to add Protected Series LLC provisions to the Florida Revised Limited Liability Company Act, aligning with the Uniform Protected Series Act. This makes Florida one of the...more

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