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Regulatory Requirements Financial Conduct Authority (FCA) Compliance Monitoring

A&O Shearman

UK FCA findings on multi-firm review of data quality control frameworks in benchmarks sector

A&O Shearman on

The UK Financial Conduct Authority (FCA) has published a new webpage summarising the findings of its multi-firm review into how benchmark administrators (BMA) manage data-related risks. While the FCA found some firms to...more

Latham & Watkins LLP

FCA Sets Out Latest Areas of Focus Under the Consumer Duty

Latham & Watkins LLP on

FCA finds firms have been working hard to embed the Duty, but there remains room for improvement. On 20 February 2024, the FCA published more information on the Consumer Duty, including a publication highlighting good...more

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