News & Analysis as of

Regulatory Requirements MiFID II Cross-Border Transactions

A&O Shearman

UK lays legislation to implement Berne Financial Services Agreement

A&O Shearman on

The draft Financial Services and Markets Act 2023 (Mutual Recognition Agreement) (Switzerland) Regulations 2025 have been laid before Parliament and published with a draft explanatory memorandum. The Regulations seek to...more

A&O Shearman

CRD VI—European Banking Authority report on direct provision of services from third country institutions

A&O Shearman on

This note discusses the European Banking Authority’s (EBA’s) report, published on July 23, 2025, which addresses whether and when EU non-bank entities should be allowed to deal with locally unregulated non-EU banks. In some...more

Proskauer Rose LLP

Regulation Round Up - November 2019

Proskauer Rose LLP on

1 November - The Prudential Regulation Authority ("PRA") published a Dear CEO letter in relation to the reliability of regulatory returns. Firms are expected, if asked, to be able to respond promptly to a request from...more

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