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Regulatory Requirements › Retirement Plan › Investment Funds

Goodwin

Gaining Access to UK Pension Investors: Key Questions for Private Fund Managers

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We have written about the opportunities for the managers of private funds, such as private equity, real estate, venture, and infrastructure managers, to increase the investor base for the funds they manage (funds) to include...more

BCLP

SEC Staff Updates Rule 10b5-1 Interpretations

BCLP on

The SEC staff recently published updates to its interpretations (CDIs) for Rule 10b5-1 – the insider trading exemption for pre-established trading plans....more

A&O Shearman

Government response to call for evidence on pension fund clearing exemption

A&O Shearman on

HM Treasury published the Government's response to its call for evidence on the pension fund clearing exemption, which exempts pension funds from the requirement to clear certain derivative contracts via a central...more

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