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Regulatory Requirements Risk Management Futures Commission Merchants (FCMs)

Katten Muchin Rosenman LLP

CFTC’s FCM FAQ Aims to Guide New Market Entrants but Adds No New Obligations

On June 30, the Commodity Futures Trading Commission’s (CFTC) Market Participants Division (MPD) published a new FAQ clarifying requirements and expectations around futures commission merchant (FCM) registration and ongoing...more

WilmerHale

CFTC Staff Seeks Public Comment on 24/7 Trading and Perpetual Contracts in Derivatives Markets

WilmerHale on

On April 21, 2025, Commodity Futures Trading Commission (“CFTC”) staff issued two Requests for Comment (“RFCs”) aimed at gathering public input on emerging areas of interest in the derivatives markets....more

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