News & Analysis as of

Regulatory Requirements Securities and Exchange Commission (SEC) Reporting Modernization Rules

Hanson Bridgett

Understanding EDGAR Next

Hanson Bridgett on

The U.S. Securities and Exchange Commission (the “SEC”) adopted changes to its Electronic Data Gathering, Analysis, and Retrieval System (“EDGAR”) used by private and public companies and other reporting persons to submit...more

WilmerHale

EDGAR Next: Reminders and Considerations with Under a Month Remaining to Enroll

WilmerHale on

The deadline to enroll in EDGAR Next is fast approaching, warranting a few reminders for EDGAR filers—including reporting entities, Section 16 reporting persons, and Section 13 filers—that have not yet completed the...more

Vedder Price

Investment Services Regulatory Update - December 2018

Vedder Price on

New Rules, Proposed Rules, Guidance and Alerts – NEW RULES – SEC Adopts New Rules Permitting Covered Investment Fund Research Reports – On November 30, 2018, the SEC adopted Rule 139b under the Securities Act of...more

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