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Reporting Requirements Information Security Securities and Exchange Commission (SEC)

Hanson Bridgett

Understanding EDGAR Next

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The U.S. Securities and Exchange Commission (the “SEC”) adopted changes to its Electronic Data Gathering, Analysis, and Retrieval System (“EDGAR”) used by private and public companies and other reporting persons to submit...more

Morrison & Foerster LLP

Top 5 SEC Developments (October 2023)

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Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month we examine: • Fraud and internal control failure charges against...more

ArentFox Schiff

2024 Examination Priorities for Investment Advisers from SEC Division of Examinations

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The US Securities and Exchange Commission (SEC) Division of Examinations recently released its 2024 Examinations Priorities, a yearly report that provides insight into the Division’s areas of focus to improve compliance,...more

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