Reporting Requirements, Training, Audits

Auditing Your Hotline and Case Management System

Society of Corporate Compliance and Ethics... on 3/20/2025

Are your helpline calls being responded to properly? Are the investigations proceeding expeditiously and properly? To find out, it’s good to do an audit periodically. Before you can begin, though, you need to determine if...more

California Legislature Sends Bills Regulating AI to the Governor

Davis Wright Tremaine LLP on 9/10/2024

Last week, the California Legislature passed several bills that, if signed by the governor, will regulate how organizations develop, train, and use artificial intelligence (AI) models, systems, and applications. Of these...more

Economic Crime and Corporate Transparency Act 2023: Key Considerations for Addressing Failure to Prevent Fraud

Ankura on 11/9/2023

The Economic Crime Bill received Royal Assent on 26 October 2023. Included in the Act is the failure to prevent fraud offence, under which large companies will be liable when a specified fraud offence is committed by an...more

DoDIG Audit of Controlled Unclassified Information (CUI) Program: Findings and Next Steps for Contractors

Bradley Arant Boult Cummings LLP on 6/26/2023

The Department of Defense Inspector General (DoDIG) recently released its “Audit of the DoD’s Implementation and Oversight of the Controlled Unclassified Information [CUI] Program” (DODIG-2023-078). The audit highlights some...more

The Modern Slavery Act 2015

Morgan Lewis on 10/7/2015

The UK’s Modern Slavery Act is an effort by the government to end all forms of labour exploitation. The UK’s Modern Slavery Act 2015 aims to prevent all forms of labour exploitation and increase transparency of labour...more

Anti-Corruption High-Risk Audits

The Volkov Law Group on 4/29/2013

The Justice Department and the SEC should be credited with promoting new compliance strategies and best practices. Whatever you may think about the DOJ/SEC FCPA enforcement program, they have pushed businesses to enhance...more