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Required Forms › Investment Advisers Act of 1940 › Compliance

Morris, Manning & Martin, LLP

"Custody" for Registered Investment Advisers in Unusual Circumstances

Morris, Manning & Martin, LLP on

For most registered investment advisers (RIAs), their annual update to Form ADV will be due on March 31, 2025. We have received several questions about “custody” and peculiar situations where RIAs may inadvertently have...more

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