Risk Assessment, Self-Disclosure Requirements, Enforcement Actions

Compliance into the Weeds: Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers

Thomas Fox - Compliance Evangelist on 7/23/2025

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting...more

Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers

Thomas Fox - Compliance Evangelist on 7/23/2025

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. Looking for some hard-hitting...more

First Ever Targeted Guidance On Financial Institutions’ Compliance With Export Administration Regulations

K2 Integrity on 10/22/2024

On 9 October 2024, the U.S. Department of Commerce’s Bureau of Industry and Security (BIS) published its first ever unilateral guidance specifically addressed to financial institutions (FIs). The Guidance to Financial...more

“Let’s Talk Compliance”: OIG’s General Compliance Program Guidance: How to Refresh Compliance Programs

Foley & Lardner LLP on 2/2/2024

Editor’s Note: PYA and Foley & Lardner hosted the 6th Annual “Let’s Talk Compliance” two-day Virtual Conference on January 18 and 19, 2024. Panelists included Foley & Lardner attorneys and PYA experts. The event was hosted by...more

[Event] 40th International Conference on the FCPA - November 28th - 30th, National Harbor, MD

American Conference Institute (ACI) on 11/1/2023

Hosted by American Conference Institute, the 40th International Conference on the FCPA returns for another exciting year with curated programming that shines a global spotlight on anti-corruption compliance challenges,...more

President Trump's trade wars and the expansion of customs violations into the white-collar space

White & Case LLP on 10/24/2019

The US' ongoing trade wars—with various trading partners and particularly with China—are everywhere in the news. Putting politics and policy aside, the "trade wars" reflect a basic disagreement over the rules that should...more