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Risk Management › Documentation › Securities and Exchange Commission (SEC)

Lowenstein Sandler LLP

The Importance of Complying with Private Fund Documents for Affiliate Transactions

Lowenstein Sandler LLP on

Private fund advisers continually balance their ongoing responsibility to ensure that the funds they advise comply with such funds’ governing documents and their responsibility to ensure their own compliance with applicable...more

Guidepost Solutions LLC

Artificial Intelligence Governance – First, Build On What You Have

Guidepost Solutions LLC on

As artificial intelligence (AI) continues to advance rapidly, organizations of all types are seeking to deploy this powerful tool to increase the effectiveness and efficiency of their operations, improve service to their...more

JD Supra Perspectives

What's the One Thing Missing From Your Corporate Compliance Program?

JD Supra Perspectives on

What's the one thing missing from most corporate compliance programs? For a legal perspective, that's the question we put to corporate attorneys writing on JD Supra, asking each to commit to just one essential element...more

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