News & Analysis as of

Securities Act of 1933 EDGAR Securities Regulation

The Securities Act of 1933 is a United States federal statute enacted in response to the stock market crash of 1929 and the ensuing Great Depression. The Act has two primary purposes: 1) to give investors better... more +
The Securities Act of 1933 is a United States federal statute enacted in response to the stock market crash of 1929 and the ensuing Great Depression. The Act has two primary purposes: 1) to give investors better access to material information prior to investing 2) ensure that transactions are not based on fraud. In order to effectuate its dual goals, the Act requires that any offer or sale of securities is registered with the SEC. less -
Fenwick & West LLP

SEC Expands Confidential Filing Options

Fenwick & West LLP on

The Securities and Exchange Commission has expanded the confidential filing options, including...more

BakerHostetler

New Rule Amendments Allow Electronic Signatures in SEC Filings

BakerHostetler on

On Nov. 17, the Securities and Exchange Commission (the SEC or the Commission) adopted new rules to permit the use of electronic signatures in signature authentication documents in connection with certain filings with the...more

Akin Gump Strauss Hauer & Feld LLP

SEC Votes to Adopt Rule Amendments in Order to Facilitate Electronic Submission of Documents

On November 17, 2020, the Securities and Exchange Commission (SEC) voted to adopt amendments to Regulation S-T and the Electronic Data Gathering, Analysis and Retrieval system (EDGAR) Filer Manual (EDGAR Filer Manual) to...more

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