Securities and Exchange Commission (SEC), Asset Diversification

SEC Could Broaden Path to Private Equity Fund of Funds Investment

DarrowEverett LLP on 7/14/2025

Since the enactment of the Investment Company Act 85 years ago, the asset management industry has grown from $2 billion in assets to more than $39 trillion in assets. Under existing Securities and Exchange Commission (“SEC”)...more

Corporate and Financial Weekly Digest - Volume X, Issue 37

Katten Muchin Rosenman LLP on 9/28/2015

SEC/CORPORATE - SEC Advisory Committee on Small and Emerging Companies Makes Recommendations - On September 23, the Securities and Exchange Commission Advisory Committee on Small and Emerging Companies (Advisory...more

SEC Adopts Further Revisions to Rule 2a-7

Morrison & Foerster LLP on 9/25/2015

The SEC recently adopted rule amendments removing credit rating references in Rule 2a-7 and Form N-MFP. Issuer diversification provisions were also amended to eliminate a current exclusion for securities subject to a...more

SEC Approves New Rules to Address Run Risks in Money Market Funds

Troutman Pepper on 9/16/2014

In This Presentation: - Introduction - Post 2008 Regulatory History - Classifying Money Market Funds - Floating Nav - Liquidity Fees And Redemption Gates - Liquidity Fees -...more

Financial Services Bulletin: Action At The SEC, Fed, And FDIC

Perkins Coie on 6/17/2013

The SEC Proposed Money Market Fund Reforms - On Wednesday, June 5, 2013, the Securities and Exchange Commission (the “SEC”) voted unanimously to propose rules that would reform the way that certain money market funds...more

SEC Releases Long-Awaited Money Market Fund Reform Proposal

Skadden, Arps, Slate, Meagher & Flom LLP on 6/14/2013

On June 5, 2013, the U.S. Securities and Exchange Commission (the SEC) released for public comment its proposal to further reform the regulatory structure governing money market funds and address the perceived systemic risks...more