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Securities and Exchange Commission (SEC) Auditors Anti-Fraud Provisions

Quinn Emanuel

SEC Gets Serious About Cross-Border Fraud: New Task Force Targets Foreign Companies and Gatekeepers

Quinn Emanuel on

The SEC just fired a warning shot across international waters. On September 5th, the agency announced the launch of a new Cross-Border Task Force aimed squarely at rooting out fraud by foreign companies—and the professionals...more

Troutman Pepper Locke

SEC Action Against School District is Reminder of Importance of Role of Auditors

Troutman Pepper Locke on

In a settled administrative enforcement action, the SEC charged the Montebello Unified School District in California and two of its officials with violating the anti-fraud provisions of the federal securities laws in...more

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