Securities and Exchange Commission (SEC), Auditors, Corporate Counsel

SEC Gets Serious About Cross-Border Fraud: New Task Force Targets Foreign Companies and Gatekeepers

Quinn Emanuel on 9/8/2025

The SEC just fired a warning shot across international waters. On September 5th, the agency announced the launch of a new Cross-Border Task Force aimed squarely at rooting out fraud by foreign companies—and the professionals...more

SEC Brings Charges Against Director and Former Executive Officers for Allegedly Lying to Auditors About Loss Contingencies...

WilmerHale on 9/29/2022

Last week, the Securities and Exchange Commission (SEC) filed a complaint in U.S. District Court against a company’s director, former CEO and former CFO for allegedly making false and misleading statements to the company’s...more

[Event] FCPA & Anti-Corruption for the Life Sciences Industry - July 21st - 22nd, Boston, MA

American Conference Institute (ACI) on 6/21/2022

ACI is excited to welcome you back in-person to the 14th Advanced Forum on FCPA & Anti-Corruption for the Life Sciences Industry, taking place on July 21–22, 2022 in Boston! Legal and compliance professionals from...more

SEC v. RPM International — A Cautionary Case Study on the Limits of Attorney-Client Privilege and Work-Product Protection

Skadden, Arps, Slate, Meagher & Flom LLP on 5/29/2020

While much of the corporate legal world has been focused on the effects of the COVID-19 pandemic, a little-noticed case working its way through the federal courts in Washington, D.C. threatens to whittle down the scope of...more

Avoiding SEC Enforcement with Perk Disclosure Audits by Legal Experts

Pillsbury Winthrop Shaw Pittman LLP on 8/28/2018

Compensation committees should hire an independent legal expert to audit private jet and other perk disclosures on a privileged basis. Given the SEC’s increased focus on perk disclosure, companies should evaluate their...more

Securities and Exchange Commission (SEC) › Auditors › Corporate Counsel

SEC Gets Serious About Cross-Border Fraud: New Task Force Targets Foreign Companies and Gatekeepers

SEC Brings Charges Against Director and Former Executive Officers for Allegedly Lying to Auditors About Loss Contingencies...

[Event] FCPA & Anti-Corruption for the Life Sciences Industry - July 21st - 22nd, Boston, MA

SEC v. RPM International — A Cautionary Case Study on the Limits of Attorney-Client Privilege and Work-Product Protection

Avoiding SEC Enforcement with Perk Disclosure Audits by Legal Experts

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